CHAPTER 01 - DEPARTMENTAL RULES
SUBCHAPTER 01A - ORGANIZATIONAL RULES
20 NCAC 01A .0101 GENERAL INFORMATION
The following is general information about the Department of State Treasurer:
(1) The chief officer is the State Treasurer;
(2) The mailing address is 3200 Atlantic Avenue, Raleigh, North Carolina 27604; and
(3) The office is located in the Longleaf Building, 3200 Atlantic Avenue, Raleigh, North Carolina.
History Note: Authority G.S. 143A‑30; 143A‑31;
Eff. February 1, 1976;
Readopted Eff. September 15, 1977;
Pursuant to G.S. 150B-21.3A, rule is necessary without substantive public interest Eff. April 5, 2016;
Amended Eff. October 1, 2016.
20 NCAC 01A .0102 PURPOSES: FUNCTIONS: DUTIES OF THE STATE TREASURER
(a) The State Treasurer is responsible for the receipt, custody, and disbursement of all state funds and must see to their security and make certain that funds are available to meet all obligations of the state as they arise. Funds not immediately needed to meet current obligations must be invested according to law.
(b) In addition to being the official depository and investor for the state's funds, the State Treasurer is the state's fiscal consultant and manager of the public debt. He must aid all state agencies and institutions in the area of financial management.
(c) As manager of the state's public debt, the State Treasurer is one of the principal guardians of the public credit and has the duty to warn against unwise borrowing. Furthermore, the State Treasurer is charged with the duty of timing and planning the sale of bonds or notes as provided by the General Assembly and as approved by the Governor and Council of State.
(d) The powers and duties of the State Treasurer further extend to his ex officio membership and chairmanship by provision of the Constitution, on the Council of State (member) and Board of Education (member); and by act of the General Assembly, on the Banking Commission (chairman), Local Government Commission (chairman), the Tax Review Board (chairman), Teachers' and State Employee's Retirement System Board of Trustees (chairman), N.C. Local Governmental Employees' Retirement System Board of Trustees (chairman), Law Enforcement Officers' Benefit and Retirement Fund Board of Commissioners (chairman), Capitol Planning Commission (member), Capitol Building Authority (member) and the State Art Society (member), and the State Board of Community Colleges (member).
History Note: Authority G.S. 143A‑31;
Eff. February 1, 1976;
Readopted Eff. September 15, 1977;
Amended Eff. December 1, 1982;
Pursuant to G.S. 150B-21.3A, rule is necessary without substantive public interest Eff. April 5, 2016.
20 NCAC 01A .0103 ORGANIZATIONAL STRUCTURE
History Note: Authority G.S. 143A‑31;
Eff. February 1, 1976;
Readopted Eff. September 15, 1977;
Amended Eff. December 1, 1982;
Repealed Eff. July 1, 1987.
20 NCAC 01A .0104 INVESTMENT AND BANKING DIVISION
20 NCAC 01A .0105 STATE AND LOCAL GOVERNMENT FINANCE DIVISION
20 NCAC 01A .0106 RETIREMENT SYSTEMS DIVISION
20 NCAC 01A .0107 ADMINISTRATIVE SERVICES DIVISION
History Note: Authority G.S. 143A‑31;
Eff. September 15, 1977;
Amended Eff. December 1, 1982;
Repealed Eff. July 1, 1987.
SUBCHAPTER 1B ‑ ADMINISTRATIVE SERVICES
20 NCAC 01B .0101 BUDGET: PURPOSES: FUNCTIONS: DUTIES
20 NCAC 01B .0102 PERSONNEL: PURPOSES: FUNCTIONS: DUTIES
20 NCAC 01B .0103 PERSONNEL: AFFIRMATIVE ACTION PROGRAM
20 NCAC 01B .0104 PERSONNEL: GRIEVANCE PROCEDURES
20 NCAC 01B .0105 DISCIPLINARY ACTION: SUSPENSION: AND DISMISSAL
20 NCAC 01B .0106 PERSONNEL: MAJOR SOURCE
20 NCAC 01B .0107 PERSONNEL: FORMS
20 NCAC 01B .0108 PURCHASING: PURPOSE: FUNCTIONS: DUTIES
History Note: Authority G.S. 143A‑31;
Eff. February 1, 1976;
Readopted Eff. September 15, 1977;
Repealed Eff. March 1, 1985.
SUBCHAPTER 1C ‑ INVESTMENT AND BANKING
SECTION .0100 ‑ DISBURSEMENTS AND RECORDS SECTION
20 NCAC 01C .0101 PURPOSES: FUNCTIONS: DUTIES
20 NCAC 01C .0102 DISBURSING ACCOUNTS
20 NCAC 01C .0103 RECORDS MAINTAINED ON MICROFILM
20 NCAC 01C .0104 PROCEDURES FOR DEMAND DEPOSIT ACCOUNTS OF STATE FUNDS
20 NCAC 01C .0105 PROCEDURES FOR INTEREST‑BEARING CERTIFICATES OF DEPOSIT
20 NCAC 01C .0106 SURVEY BONDS AND COLLATERAL SECURITIES
20 NCAC 01C .0107 FORMS
History Note: Authority G.S. 147‑68; 147‑69.1;
147‑77 to 147‑79; 143A‑31; 8‑45.1 to ‑45.4;
Eff. February 1, 1976;
Repealed Eff. September 15, 1977.
SECTION .0200 ‑ GENERAL
20 NCAC 01C .0201 ORGANIZATION
20 NCAC 01C .0202 PROCEDURAL RIGHTS
History Note: Authority G.S. 143A‑31;
Eff. September 15, 1977;
Repealed Eff. March 1, 1985.
SECTION .0300 ‑ INVESTMENTS
20 NCAC 01C .0301 TREASURER'S INVESTMENTS
20 NCAC 01C .0302 INTEREST BEARING TIME DEPOSITS
20 NCAC 01C .0303 INVESTMENTS OF TRUST FUNDS
History Note: Authority G.S. 143A‑31; 147‑69.1;
Eff. September 15, 1977;
Repealed Eff. August 1, 1983.
SECTION .0400 ‑ BANKING OPERATIONS
20 NCAC 01C .0401 PROCESSING OF WARRANTS
History Note: Authority G.S. 143A‑31;
Eff. September 15, 1977;
Repealed Eff. March 1, 1985.
20 NCAC 01C .0402 DISBURSING ACCOUNTS
(a) Disbursing accounts are maintained in a manner similar to regular checking accounts in commercial banks.
(b) All agencies for whom a disbursing account has been established are required to reconcile the monthly statements of the disbursing account within 15 days of the date of the statement.
(c) Stop payments are accepted only when submitted on the authorized form. At the sole discretion of the State Treasurer or his authorized representative, stop payments by phone may be accepted in critical situations, if the required form is submitted concurrently.
(d) The State Treasurer shall collect all alleged forgeries of state warrants, provided that the State Treasurer is notified of the forgery in a timely manner.
History Note: Authority G.S. 143A‑31;
Eff. September 15, 1977;
Amended Eff. March 1, 1985;
Pursuant to G.S. 150B-21.3A, rule is necessary without substantive public interest Eff. April 5, 2016.
20 NCAC 01C .0403 RECORDS MAINTAINED ON MICROFILM
History Note: Authority G.S. 143A‑31;
Eff. September 15, 1977;
Repealed Eff. March 1, 1985.
20 NCAC 01C .0404 PROCEDURES FOR DEMAND DEPOSIT ACCOUNTS OF STATE FUNDS
(a) The State Treasurer or his authorized representative are the only persons authorized to designate a financial institution as the depository for a state agency. The criteria for designation of a depository are the safety of the deposits, minimum cost of the entire set of transactions to the state, and other factors unique to each request. The name of the demand deposit account shall be: "North Carolina State Treasurer."
(b) Each state agency, department or institution shall deposit exclusively either with the Operations Section of the Department or with a depository, as specifically instructed by the State Treasurer.
(c) The depository's regular deposit form shall be used and shall be headed as follows: "North Carolina State Treasurer, by (Name of State Agency)." This form which is supplied by the depository, is completed by the agency in duplicate.
(d) Official forms are prescribed for use by the agencies of the state to report funds deposited in a depository to the account of the State Treasurer. The form applicable to the funds deposited shall be completed by the depositing agency and shall be submitted in duplicate to the State Treasurer certifying that the total funds as indicated have been deposited in the depository to the account of the State Treasurer.
(e) If the depository does not collect an item that was previously included in a deposit and credited to the account of the State Treasurer, the returned item is to be forwarded by the depository as a "cash item" to the depositing agency with a request for direct and immediate reimbursement. The accounting procedures of the State Treasurer and the Director of the Budget will not permit charges to the account of the State Treasurer.
(f) If an error is discovered in the deposit, the depository's notice of correction shall be forwarded to the depositing agency with a duplicate copy to the State Treasurer.
(g) The periodic account statements of the depository shall be forwarded to the State Treasurer for audit and reconciliation purposes. The statement is required even though there may have been no activity in the account during the preceding month.
(h) All checks, drafts or money orders made payable to an agency, institution or department of the state shall be deposited to the account of the State Treasurer. Under no circumstances may an item be converted into cash. When an agency receives funds other than funds required by law to be deposited to the account of the State Treasurer, such funds shall be deposited in a separate deposit account to be administered by the depositing agency since such funds do not come under the jurisdiction of the State Treasurer.
History Note: Authority G.S. 147‑78;
Eff. September 15, 1977;
Amended Eff. March 1, 1985;
Pursuant to G.S. 150B-21.3A, rule is necessary without substantive public interest Eff. April 5, 2016;
Amended Eff. November 1, 2020.
SECTION .0500 ‑ SAFETY OF DEPOSITS
20 NCAC 01C .0501 SURETY BONDS AND COLLATERAL SECURITIES
20 NCAC 01C .0502 FORMS
History Note: Authority G.S. 143A‑31; 147‑78; 147‑79;
Eff. September 15, 1977;
Repealed Eff. August 1, 1983.
SUBCHAPTER 1D ‑ THE ESCHEAT FUND OF NORTH CAROLINA
20 NCAC 01D .0101 ORGANIZATION AND PURPOSE
20 NCAC 01D .0102 FILING ANNUAL REPORT
20 NCAC 01D .0103 FORMS
20 NCAC 01D .0104 DECEDENTS' ESTATES
20 NCAC 01D .0105 SAMPLE REPORTING ORGANIZATIONS
20 NCAC 01D .0106 STATUTORY HOLDING PERIODS
20 NCAC 01D .0107 UNCLAIMED FUNDS HELD BY LIFE INSURANCE COMPANIES
20 NCAC 01D .0108 PUBLICATION; PERSONS WITH ESCHEATED PROPERTY
20 NCAC 01D .0109 STATUTE OF LIMITATIONS
20 NCAC 01D .0110 BALANCE SHEET REQUIRED OF CERTAIN EMPLOYERS
20 NCAC 01D .0111 DISBURSEMENT OF INCOME AND CORPUS
20 NCAC 01D .0112 INVESTMENT OF ESCHEAT FUND CORPUS
20 NCAC 01D .0113 RELEASE OF LIABILITY FOR PAYMENT TO THE ESCHEAT FUND
20 NCAC 01D .0114 SALE OF PROPERTY ESCHEATED
20 NCAC 01D .0115 REFUND OF ESCHEATED FUNDS
20 NCAC 01D .0116 REFUND OF LIFE INSURANCE FUNDS
20 NCAC 01D .0117 PENALTY FOR FAILURE TO MAKE REPORTS
20 NCAC 01D .0118 RECORDS
20 NCAC 01D .0119 PROCEDURES AND RULE‑MAKING AUTHORITY
History Note: Authority G.S. 116A‑1 through 116A‑11;
Eff. February 1, 1976;
Readopted Eff. September 15, 1977;
Repealed Eff. February 1, 1982.
SUBCHAPTER 01E ‑ STATE DEBT MANAGEMENT
20 NCAC 01E .0101 PUBLIC DEBT MANAGEMENT AND SALE OF STATE'S OBLIGATIONS
20 NCAC 01E .0102 SUBMISSION OF BIDS FOR SALE OF BONDS AND NOTES
History Note: Authority G.S. 143A‑31;
Eff. February 1, 1976;
Readopted Eff. September 15, 1977;
Expired Eff. May 1, 2016 pursuant to G.S. 150B-21.3A.
20 NCAC 01E .0103 INVESTMENTS OF FUND BALANCES AND TRUST FUNDS
History Note: Authority G.S. 147‑69.1; 143A‑31;
Eff. February 1, 1976;
Repealed Eff. September 15, 1977.
20 NCAC 01E .0104 NEGOTIATED SALE OF BONDS AND NOTES
History Note: Authority G.S. 143A‑31;
Eff. September 15, 1977;
Expired Eff. May 1, 2016 pursuant to G.S. 150B-21.3A.
SUBCHAPTER 01F ‑ PROCEDURAL RIGHTS
SECTION .0100 ‑ RULE‑MAKING PROCEDURES
20 NCAC 01F .0101 ESTABLISHMENT OF PROCEDURAL RIGHTS
The following rule‑making procedures are established for the Department of State Treasurer and are applicable to each division within the department unless a division has set out different rule‑making procedures in its own rules, within this Title.
History Note: Authority G.S. 143A‑31;
Eff. February 1, 1976;
Readopted Eff. September 15, 1977;
Pursuant to G.S. 150B-21.3A, rule is necessary without substantive public interest Eff. April 5, 2016.
20 NCAC 01F .0102 CORRESPONDENCE
History Note: Authority G.S. 143A‑31;
Eff. February 1, 1976;
Readopted Eff. September 15, 1977;
Pursuant to G.S. 150B-21.3A, rule is necessary without substantive public interest Eff. April 5, 2016;
Repealed Eff. December 1, 2021.
20 NCAC 01F .0103 PETITIONING FOR RULE‑MAKING
20 NCAC 01F .0104 NOTICE OF RULE‑MAKING HEARING
20 NCAC 01F .0105 LOCATION OF HEARING
20 NCAC 01F .0106 ORAL PRESENTATION
20 NCAC 01F .0107 WRITTEN SUBMISSION
20 NCAC 01F .0108 PRESIDING OFFICER
20 NCAC 01F .0109 REQUEST FOR STATEMENT OF REASON
20 NCAC 01F .0110 RECORD OF PROCEEDINGS
History Note: Authority G.S. 143A‑31; 150B‑11; 150B‑12; 150B‑16; 116B‑42;
Eff. February 1, 1976;
Readopted Eff. September 15, 1977;
Amended Eff. July 1, 1987;
Expired Eff. May 1, 2016 pursuant to G.S. 150B-21.3A.
20 NCAC 01F .0111 PETITION FOR RULEMAKING
(a) All petitions requesting the adoption, amendment, or repeal of a rule shall be in writing and mailed to the attention of the Rulemaking Coordinator at the address specified in Rule 20 NCAC 01A .0101.
(b) The petition for rulemaking shall:
(1) contain the names and addresses of petitioners;
(2) identify the agency, board, or commission to whom the petition is directed for consideration; and
(3) for petitions to adopt or amend a rule, draft text of the proposed rule or amendment and a statement of the effect of the requested rule change.
(c) The petition may contain the following information:
(1) the reason for the proposal;
(2) anticipated cost factors; or
(3) any additional data supporting the petition.
(d) If the State Treasurer is the appropriate rulemaking body to consider the petition, within 30 days of submission of the petition, the State Treasurer, or deputy pursuant to G.S. 147-75, shall render a final decision. If the decision is to deny the petition, the petitioner shall be notified in writing, stating the reasons for the denial. If the decision is to grant the petition, written notice of the decision shall be provided as set forth in G.S. 150B-20(c) and rulemaking proceedings shall be initiated.
(e) If a board or commission within the Department of State Treasurer is the appropriate rulemaking body to consider the petition, the petition shall be forwarded to the chair of the board or commission. Within 120 days of submission of the petition, the board or commission shall render a final decision. If the decision is to deny the petition, the petitioner shall be notified by the board or commission in writing, stating the reasons for the denial. If the decision is to grant the petition, written notice of the decision shall be provided as set forth in G.S. 150B-20(c) and rulemaking proceedings shall be initiated.
History Note: Authority G.S. 150B-20;
Eff. December 1, 2021.
SECTION .0200 ‑ DECLARATORY RULINGS
20 NCAC 01F .0201 ESTABLISHMENT OF PROCEDURAL RIGHTS
The following declaratory ruling procedures are established for the Department of State Treasurer and are applicable to each division within the department, unless a division has set out different procedures concerning declaratory rulings in its own rules, within this Title.
History Note: Authority G.S. 143A‑31;
Eff. February 1, 1976;
Readopted Eff. September 15, 1977;
Pursuant to G.S. 150B-21.3A, rule is necessary without substantive public interest Eff. April 5, 2016.
20 NCAC 01F .0202 REQUESTS FOR RULING
History Note: Authority G.S. 150B‑17;
Eff. February 1, 1976;
Readopted Eff. September 15, 1977;
Expired Eff. May 1, 2016 pursuant to G.S. 150B-21.3A.
20 NCAC 01F .0203 FORM OF REQUESTS
20 NCAC 01F .0204 WHO MAKES RULING
History Note: Authority G.S. 150B‑17;
Eff. February 1, 1976;
Readopted Eff. September 15, 1977;
Pursuant to G.S. 150B-21.3A, rule is necessary without substantive public interest Eff. April 5, 2016;
Repealed Eff. December 1, 2021.
20 NCAC 01F .0205 REFUSAL
20 NCAC 01F .0206 ISSUANCE
History Note: Authority G.S. 150B‑17;
Eff. February 1, 1976;
Readopted Eff. September 15, 1977;
Expired Eff. May 1, 2016 pursuant to G.S. 150B-21.3A.
20 NCAC 01F .0207 RULING PROCEDURES
History Note: Authority G.S. 150B‑17;
Eff. February 1, 1976;
Readopted Eff. September 15, 1977;
Pursuant to G.S. 150B-21.3A, rule is necessary without substantive public interest Eff. April 5, 2016;
Repealed Eff. December 1, 2021.
20 NCAC 01F .0208 DECLARATORY RULINGS
(a) All requests for declaratory rulings shall be in writing and mailed to the attention of the Rulemaking Coordinator at the address specified in Rule 20 NCAC 01A .0101.
(b) The request for declaratory ruling shall:
(1) contain the name and address of the requestor;
(2) identify the agency, board, or commission to whom the request is directed for consideration;
(3) identify the statute, rule, or order to which the request relates; and
(4) contain a statement of the manner in which the requestor is affected, or thinks that the requestor may be affected, by the statute, rule, or order and its application to the requestor.
(c) A decision to grant or deny a request for a declaratory ruling will be made by the State Treasurer, a deputy pursuant to G.S. 147-75, or board or commission within 30 days of receipt. The requestor shall be notified in writing of a decision to grant or deny the request.
(1) the request does not meet the requirements set forth in this Rule;
(2) a declaratory ruling has previously been issued on same or similar facts;
(3) a controlling decision has already been issued on same or similar facts in a contested case;
(4) the facts underlying the request were considered at the time of adoption of the rule; or
(5) the subject matter of the request is involved in pending litigation.
(e) If the request is granted, the State Treasurer, deputy, or appropriate board or commission shall issue a written ruling within 45 days of the decision to grant the request.
History Note: Authority G.S. 150B-4;
Eff. December 1, 2021.
SECTION .0300 ‑ CONTESTED CASE PROCEDURES
20 NCAC 01F .0301 PROCEDURES FOR CONTESTED CASES
History Note: Authority G.S. 143A‑31;
Eff. February 1, 1976;
Readopted Eff. September 15, 1977;
Amended Eff. August 1, 1988;
Expired Eff. May 1, 2016 pursuant to G.S. 150B-21.3A.
20 NCAC 01F .0302 REQUEST FOR A CONTESTED CASE HEARING
20 NCAC 01F .0303 NOTICE
20 NCAC 01F .0304 WAIVER OF OPPORTUNITY FOR A HEARING
20 NCAC 01F .0305 HEARING OFFICERS IN CONTESTED CASES: DISQUALIFICATIONS
20 NCAC 01F .0306 PLACE OF HEARING
20 NCAC 01F .0307 INTERVENTION
20 NCAC 01F .0308 FAILURE TO APPEAR
20 NCAC 01F .0309 WRITTEN ANSWERS TO NOTICE
20 NCAC 01F .0310 SIMPLIFICATION OF ISSUES
20 NCAC 01F .0311 SUBPOENAS
20 NCAC 01F .0312 DEPOSITIONS
20 NCAC 01F .0313 PROPOSAL FOR DECISION
20 NCAC 01F .0314 FINAL AGENCY DECISIONS
History Note: Authority G.S. 143A‑31; 150B‑23; 150B‑24; 150B‑25; 150B‑27; 150B‑28; 150B‑31; 150B‑32; 150B‑34; 150B‑36; 1A‑1, Rules 26‑33;
Eff. February 1, 1976;
Readopted Eff. September 15, 1977;
Repealed Eff. August 1, 1988.
subchapter 01g – investment program
section .0100 – general provisions
20 NCAC 01G .0101 DESCRIPTION OF THE PROGRAM
20 NCAC 01G .0102 DEFINITIONS
20 NCAC 01G .0103 PRINCIPLES OF ACCOUNTING AND VALUATION
20 NCAC 01G .0104 ACCOUNTING FOR EXCHANGES
20 NCAC 01G .0105 ALLOCATION OF MANAGEMENT COSTS
20 NCAC 01G .0106 CONSOLIDATION OF EXISTING INVESTMENTS OF PARTICIPANTS
20 NCAC 01G .0107 MERGERS OF ADDITIONAL INVESTMENT PORTFOLIOS
20 NCAC 01G .0108 LOANS BETWEEN INVESTMENT FUNDS
20 NCAC 01G .0109 DELEGATION OF AUTHORITY
History Note: Authority G.S. 147-69.3;
Emergency Regulation Eff. July 1, 1979, for a Period of 120 Days to Expire on October 29, 1979;
Made Permanent Eff. October 29, 1979;
Amended Eff. November 1, 1990; March 1, 1985; June 1, 1984; November 1, 1983; October 1, 1983; February 1, 1982;
Repealed Eff. February 1, 2015.
section .0200 – short-term investment funds
20 NCAC 01G .0201 GENERAL
20 NCAC 01G .0202 ELIGIBLE INVESTMENTS
20 NCAC 01G .0203 ELIGIBLE PARTICIPANTS
20 NCAC 01G .0204 ALLOCATION OF INCOME TO PARTICIPANTS
History Note: Authority G.S. 147-69.3;
Emergency Regulation Eff. July 1, 1979, for a Period of 120 Days to Expire on October 29, 1979;
Made Permanent Eff. October 29, 1979;
Amended Eff. July 1, 1987; June 1, 1984; February 1, 1982; October 29, 1979;
Repealed Eff. February 1, 2015.
20 NCAC 01G .0205 WARRANTS DRAWN ON NON‑STATE FUNDS
20 NCAC 01G .0206 WARRANTS RETURNED WITHOUT PAYMENT
History Note: Authority G.S. 147‑69.3(b),(j);
Eff. October 1, 1983;
Repealed Eff. June 1, 1986.
20 NCAC 01G .0207 VOLUNTARY DEPOSITS FOR INVESTMENTS
History Note: Authority G.S. 147-69.3(b),(j);
Eff. June 1, 1986;
Repealed Eff. February 1, 2015.
section .0300 – long-term investment fund
20 NCAC 01G .0301 GENERAL
20 NCAC 01G .0302 ELIGIBLE INVESTMENTS
20 NCAC 01G .0303 ELIGIBLE PARTICIPANTS
20 NCAC 01G .0304 ALLOCATION OF INCOME TO PARTICIPANTS
20 NCAC 01G .0305 VALUATION OF OWNERSHIP UNITS
20 NCAC 01G .0306 PURCHASE OF OWNERSHIP UNITS
20 NCAC 01G .0307 REDEMPTION OF OWNERSHIP UNITS
History Note: Authority G.S. 147-69.3;
Emergency Regulation Eff. July 1, 1979, for a Period of 120 Days to Expire on October 29, 1979;
Made Permanent Eff. October 29, 1979;
Amended Eff. June 1, 1984; February 1, 1982;
Repealed Eff. February 1, 2015.
section .0400 - EQUITY INVESTMENT FUND
20 NCAC 01G .0401 GENERAL
20 NCAC 01G .0402 ELIGIBLE INVESTMENTS
20 NCAC 01G .0403 ELIGIBLE PARTICIPANTS
20 NCAC 01G .0404 ALLOCATION OF INCOME TO PARTICIPANTS
20 NCAC 01G .0405 VALUATION OF OWNERSHIP UNITS
20 NCAC 01G .0406 PURCHASE OF OWNERSHIP UNITS
20 NCAC 01G .0407 REDEMPTION OF OWNERSHIP UNITS
20 NCAC 01G .0408 RESPONSIBILITY OF EQUITY INVESTMENT ADVISORY COMMITTEE
History Note: Authority G.S. 147-69.3;
Emergency Regulation Eff. July 1, 1979, for a Period of 120 Days to Expire on October 29, 1979;
Made Permanent Eff. October 29, 1979;
Amended Eff. October 1, 1987; July 1, 1987; June 1, 1984; February 1, 1982; October 29, 1979;
Repealed Eff. February 1, 2015.
20 NCAC 01G .0409 REBALANCING OF OWNERSHIP
History Note: Authority G.S. 147-69.3;
Eff. February 1, 1982;
Repealed Eff. February 1, 2015.
section .0500 - REAL ESTATE INVESTMENT FUND
20 NCAC 01G .0501 GENERAL
20 NCAC 01G .0502 ELIGIBLE INVESTMENTS
20 NCAC 01G .0503 ELIGIBLE PARTICIPANTS
20 NCAC 01G .0504 ALLOCATION OF INCOME TO PARTICIPANTS
20 NCAC 01G .0505 VALUATION OF OWNERSHIP UNITS
20 NCAC 01G .0506 PURCHASE OF OWNERSHIP UNITS
20 NCAC 01G .0507 REDEMPTION OF OWNERSHIP UNITS
History Note: Authority G.S. 147-69.3(j);
Eff. June 1, 1984;
Amended Eff. December 1, 1987;
Repealed Eff. February 1, 2015.
20 NCAC 01G .0508 REBALANCING OF OWNERSHIP
History Note: Authority G.S. 147-69.3;
Eff. December 1, 1987;
Repealed Eff. February 1, 2015.
subchapter 01h - MASTER TRUST FOR SAFEKEEPING OF SECURITIES
section .0100 - general
20 NCAC 01H .0101 GENERAL INFORMATION
20 NCAC 01H .0102 DEFINITION OF TERMS
20 NCAC 01H .0103 MINIMUM STANDARDS
20 NCAC 01H .0104 DELEGATION OF AUTHORITY
History Note: Authority G.S. 147-78.1;
Eff. December 1, 1985;
Repealed Eff. February 1, 2015.
section .0200 -CERTIFICATION OF MASTER TRUST
20 NCAC 01H .0201 REQUIREMENTS FOR THE RFP
20 NCAC 01H .0202 ISSUANCE OF THE RFP
20 NCAC 01H .0203 CONTRACT PERIOD: TERMINATION OF TRUSTEE
20 NCAC 01H .0204 TERMINATION FOR CAUSE
20 NCAC 01H .0205 AVAILABILITY OF RECORDS
History Note: Authority G.S. 147-78.1;
Eff. December 1, 1985;
Repealed Eff. February 1, 2015.
section .0300 - OPERATION OF MASTER TRUST
20 NCAC 01H .0301 ESTABLISHMENT OF INDIVIDUAL ACCOUNTS
20 NCAC 01H .0302 ELIGIBLE SECURITIES: CASH DEPOSITS
20 NCAC 01H .0303 DEPOSIT OF CASH OR SECURITIES
20 NCAC 01H .0304 SUBSTITUTION OF SECURITIES
20 NCAC 01H .0305 REQUIRED REPORTING
20 NCAC 01H .0306 WITHDRAWAL OF CASH OR SECURITIES
20 NCAC 01H .0307 FEES
History Note: Authority G.S. 147-78.1;
Eff. December 1, 1985;
Repealed Eff. February 1, 2015.
section .0400 - DEFAULT BY DEPOSITOR
20 NCAC 01H .0401 NOTIFICATION OF DEFAULT
20 NCAC 01H .0402 SALE OF SECURITIES AFTER DEFAULT
History Note: Authority G.S. 147-78.1;
Eff. December 1, 1985;
Repealed Eff. February 1, 2015.